In the Limits and Compliance Certification, you will be assessed on your knowledge of the new Compliance module in Calypso including rule creation and processing, pre-deal check, limit definition in Compliance, and asset management analyses.

Key Concepts Validated by the Certification

  • Predeal checks
  • 4eye principle + permissions
  • Rule group and rule definitions
  • Workflow
  • Limits + credit exposure analysis + buckets
  • Rule processing and violations + emails
  • UI
  • Sanctioning level
  • Column formula
  • Analyses

Target Audience

This certification is intended for all Calypso Front Office and Middle Office users.

Exam Details

Group: Advanced

Format: Multiple-Choice questions

No. of credits: 4

No. of questions: 120

Time Allotted: 120 mins

Cost: USD 400

Prepare for Your Exam

There are many relevant Calypso Training courses and other resources to assist you with acquiring additional knowledge and skills to prepare for Certification. You can refer to the Compliance course on the Calypso eLearning portal.

  • 1

    121-Limits and Compliance

    • 121-Limits and Compliance Certification